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Secretary, Legal Counsel / Director · New England Asset Management, Inc.

Laurence C. Stein

CRD 5423591 · Named on Form ADV at one SEC-registered adviser

At a glance

New England Asset Management, Inc., an SEC-registered asset manager based in Farmington, CT with $111.7 billion in regulatory assets, lists Laurence C. Stein on its Form ADV as Secretary, Legal Counsel / Director.

Firms and roles

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Laurence’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laurence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.