Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Retirement Confidence Surges Despite Financial Pressures: MFSWSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM The Diamond Podcast for Financial Advisors: How Smart Money Evaluates Wealth Management FirmsWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensation

Chief Compliance Officer · Pacific Harbor Holdings, Limited

Kwok Man A. Yu

CRD 6081570 · Named on Form ADV at one SEC-registered adviser

At a glance

Pacific Harbor Holdings, Limited, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $23 million in regulatory assets, lists Kwok Man A. Yu on its Form ADV as Chief Compliance Officer.

Firms and roles

AtlasMembers

Kwok’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
Locked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Warren D. AllderigeCEO and Indirect Owner, Pacific Harbor Holdings, Limited
  • Yuri Y. LinManaging Director, Pacific Harbor Holdings, Limited
  • Ho Wing MaoDeputy Chief Financial Officer, Pacific Harbor Holdings, Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kwok’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.