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General Counsel & Interim Chief Compliance Officer · L&g - Asset Management, America

Kristina L. St. Charles

CRD 7678019 · Named on Form ADV at one SEC-registered adviser

At a glance

L&g - Asset Management, America, an SEC-registered asset manager based in Chicago, IL with $267.2 billion in regulatory assets, lists Kristina L. St. Charles on its Form ADV as General Counsel & Interim Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Kristina’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristina’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.