Chief Executive Officer/chief Compliance Officer · Royal Palms Capital, LLC
Kristin Hetzer
CRD 1098705 · Named on Form ADV at one SEC-registered adviser
At a glance
Royal Palms Capital, LLC, an SEC-registered wealth manager with $124 million in regulatory assets, lists Kristin Hetzer on its Form ADV as Chief Executive Officer/chief Compliance Officer, a control person.
Firms and roles
- Royal Palms Capital, LLCChief Executive Officer/chief Compliance OfficerWealth manager · United States · $124M in regulatory assets
AtlasMembers
Kristin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Joseph H. HetzerMember, Royal Palms Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.