President/chief Compliance Officer · Retirement Income Strategies, LLC
Kristian L Finfrock
CRD 5421676 · Named on Form ADV at one SEC-registered adviser
At a glance
Retirement Income Strategies, LLC, an SEC-registered wealth manager based in Evansville, WI with $159 million in regulatory assets, lists Kristian L Finfrock on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Retirement Income Strategies, LLCPresident/chief Compliance OfficerWealth manager · Evansville, WI · $159M in regulatory assets
AtlasMembers
Kristian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.