Shareholder · Promus Advisors
Kristen L. Prince
CRD 7701941 · Named on Form ADV at one SEC-registered adviser
At a glance
Promus Advisors, an SEC-registered wealth manager based in Dallas, TX with $385 million in regulatory assets, lists Kristen L. Prince on its Form ADV as Shareholder.
Firms and roles
- Promus AdvisorsShareholderWealth manager · Dallas, TX · $385M in regulatory assets
AtlasMembers
Kristen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brandon K. PopeVC of Board/manager, Promus Advisors
- Joshua J. PrincePresident/chief Compliance Officer, Promus Advisors
- Robert D. SewellCEO, Promus Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.