Adviser and broker representative · Arete Wealth Advisors, LLC
Kinta M. Smith
CRD 5638013 · Century City, CA
At a glance
Kinta M. Smith is an investment adviser representative with Arete Wealth Advisors, LLC in Century City, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kinta’s SEC record dates to 2009, about 17 years ago. Kinta is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Arete Wealth Advisors, LLCSince January 2025Century City, CA · $2.7B in regulatory assets
- Polymath Investments LLCSince May 2025San Diego, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kinta’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.