Secretary Treasurer · Arista Advisory Group, LLC
Kimberly M. Mullin
CRD 6729758 · Named on Form ADV at one SEC-registered adviser
At a glance
Arista Advisory Group, LLC, an SEC-registered wealth manager based in Albany, NY with $144 million in regulatory assets, lists Kimberly M. Mullin on its Form ADV as Secretary Treasurer, a control person.
Firms and roles
- Arista Advisory Group, LLCSecretary TreasurerWealth manager · Albany, NY · $144M in regulatory assets
AtlasMembers
Kimberly’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gerald M. SchwartzPartner, Arista Advisory Group, LLC
- Bernard C. MurphyPartner/chief Compliance Officer, Arista Advisory Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.