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Chief Compliance Officer/managing Member · Spirit West Advisors, LLC

Kevin M. Schaefer

CRD 5645639 · Named on Form ADV at one SEC-registered adviser

At a glance

Spirit West Advisors, LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $111 million in regulatory assets, lists Kevin M. Schaefer on its Form ADV as Chief Compliance Officer/managing Member, a control person.

Firms and roles

  • Spirit West Advisors, LLCChief Compliance Officer/managing MemberWealth manager · Scottsdale, AZ · $111M in regulatory assets

AtlasMembers

Kevin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.