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Member · Carrick Lane LLC

Kenneth E Kwalik

CRD 5072890 · Named on Form ADV at one SEC-registered adviser

At a glance

Carrick Lane LLC, an SEC-registered wealth manager based in New York, NY with $3.0 billion in regulatory assets, lists Kenneth E Kwalik on its Form ADV as Member, a control person.

Firms and roles

  • Carrick Lane LLCMemberWealth manager · New York, NY · $3.0B in regulatory assets

AtlasMembers

Kenneth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.