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Chief Compliance Officer & Director of Retirement Plans · Blue Rock Financial Group

Kelly N. Wilson

CRD 7055176 · Named on Form ADV at one SEC-registered adviser

At a glance

Blue Rock Financial Group, an SEC-registered wealth manager based in Rehoboth Beach, DE with $382 million in regulatory assets, lists Kelly N. Wilson on its Form ADV as Chief Compliance Officer & Director of Retirement Plans, a control person.

Firms and roles

  • Blue Rock Financial GroupChief Compliance Officer & Director of Retirement PlansWealth manager · Rehoboth Beach, DE · $382M in regulatory assets

AtlasMembers

Kelly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kelly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.