Adviser and broker representative · First Citizens Investor Services, Inc.
Kelly F. Sullivan
CRD 2956562 · Raleigh, NC
At a glance
Kelly F. Sullivan is an investment adviser representative with First Citizens Investor Services, Inc. in Raleigh, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kelly’s SEC record dates to 2002, about 24 years ago. Kelly is also registered as a broker representative.
Current advisory firm
- First Citizens Investor Services, Inc.Since January 2018Raleigh, NC · $2.6B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kelly’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.