Adviser and broker representative · Commonwealth Financial Network
Kelli J. Warriner
CRD 4134719 · Brattleboro, VT
At a glance
Kelli J. Warriner is an investment adviser representative with Commonwealth Financial Network in Brattleboro, VT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kelli’s SEC record dates to 2003, about 22 years ago. Kelli is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Commonwealth Financial NetworkSince November 2003Brattleboro, VT · $213B in regulatory assets
SEC adviser record
- Registered since
- 2003 (22 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kelli’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.