Chief Operating Officer and Chief Compliance Officer · Catchment Capital, L.P.
Kelley H. Hicks
CRD 8065557 · Named on Form ADV at one SEC-registered adviser
At a glance
Catchment Capital, L.P., an SEC-registered private fund adviser based in New York, NY with $148 million in regulatory assets, lists Kelley H. Hicks on its Form ADV as Chief Operating Officer and Chief Compliance Officer, a control person.
Firms and roles
- Catchment Capital, L.P.Chief Operating Officer and Chief Compliance OfficerPrivate fund adviser · New York, NY · $148M in regulatory assets
AtlasMembers
Kelley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Alexander M. RoseFounder, Managing Partner, Catchment Capital, L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kelley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.