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Director of Client Services/member · Chesapeake Financial Advisors

Katie B. Smith

CRD 6758110 · Named on Form ADV at one SEC-registered adviser

At a glance

Chesapeake Financial Advisors, an SEC-registered wealth manager based in Towson, MD with $310 million in regulatory assets, lists Katie B. Smith on its Form ADV as Director of Client Services/member, a control person.

Firms and roles

AtlasMembers

Katie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas J. TaylorFounder/managing Member/chief Compliance Officer, Chesapeake Financial Advisors
  • Craig L. PohlSenior Financial Advisor/member, Chesapeake Financial Advisors

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.