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Managing Member/chief Compliance Officer/president · KJ Capital Management LLC

Kathy A O'Connor

CRD 5203723 · Named on Form ADV at one SEC-registered adviser

At a glance

KJ Capital Management LLC, an SEC-registered wealth manager with $107 million in regulatory assets, lists Kathy A O'Connor on its Form ADV as Managing Member/chief Compliance Officer/president, a control person.

Firms and roles

  • KJ Capital Management LLCManaging Member/chief Compliance Officer/presidentWealth manager · United States · $107M in regulatory assets

AtlasMembers

Kathy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.