Adviser and broker representative · First Citizens Investor Services, Inc.
Kathryn D. Vause
CRD 6852827 · Columbia, SC
At a glance
Kathryn D. Vause is an investment adviser representative with First Citizens Investor Services, Inc. in Columbia, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kathryn’s SEC record dates to 2022, about 4 years ago. Kathryn is also registered as a broker representative.
Current advisory firms
- First Citizens Investor Services, Inc.Since February 2022Columbia, SC · $2.6B in regulatory assets
- First Citizens Asset Management, Inc.Since October 2022Andrews, SC · $465M in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kathryn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Michael A. D'AmelioColumbia
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