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Vice President/chief Financial Officer · Cardinal Capital Management Inc

Kathleen A. Warren

CRD 5062077 · Named on Form ADV at one SEC-registered adviser

At a glance

Cardinal Capital Management Inc, an SEC-registered wealth manager based in Raleigh, NC with $1.0 billion in regulatory assets, lists Kathleen A. Warren on its Form ADV as Vice President/chief Financial Officer, a control person.

Firms and roles

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Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Glenn C. AndrewsChairman, President, Chief Investment Officer, Cardinal Capital Management Inc
  • Jonathan W. AndrewsVice President/chief Compliance Officer, Cardinal Capital Management Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.