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Member, Chief Financial Officer · Brightwater Advisory, LLC

Kathleen N. Maddux

CRD 6297197 · Named on Form ADV at one SEC-registered adviser

At a glance

Brightwater Advisory, LLC, an SEC-registered wealth manager based in Tampa, FL with $304 million in regulatory assets, lists Kathleen N. Maddux on its Form ADV as Member, Chief Financial Officer, a control person.

Firms and roles

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David C. MadduxManaging Member, Chief Executive Officer, Chief Compliance Officer, and Chief Investment Officer, Brightwater Advisory, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.