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Secretary · Lyon Capital Management, LLC

Kathleen M. Lyon

CRD 4493780 · Named on Form ADV at one SEC-registered adviser

At a glance

Lyon Capital Management, LLC, an SEC-registered wealth manager based in Pittsford, NY with $95 million in regulatory assets, lists Kathleen M. Lyon on its Form ADV as Secretary.

Firms and roles

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Douglass C. LyonVice President and Co-Chief Investment Officer, Lyon Capital Management, LLC
  • John N. LyonPresident, Chief Compliance Officer and Co-Chief Investment Officer, Lyon Capital Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.