Wealth Manager · Badgley Phelps Wealth Managers
Katherine D. Wham
CRD 5416174 · Named on Form ADV at one SEC-registered adviser
At a glance
Badgley Phelps Wealth Managers, an SEC-registered wealth manager based in Seattle, WA with $7.3 billion in regulatory assets, lists Katherine D. Wham on its Form ADV as Wealth Manager, a control person.
Firms and roles
- Badgley Phelps Wealth ManagersWealth ManagerWealth manager · Seattle, WA · $7.3B in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Steven C. PhelpsWealth Manager, Badgley Phelps Wealth Managers
- James K. CallaghanWealth Manager, Badgley Phelps Wealth Managers
- Curtis L. PepinDirector of Marketing, Badgley Phelps Wealth Managers
- Julie L. Parisio RoyChief Executive Officer and Wealth Manager, Badgley Phelps Wealth Managers
- Calvin M. SprangerFixed Income Manager and Wealth Manager, Badgley Phelps Wealth Managers
5 more people named with Katherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.