Secretary; Director · Aldebaran Financial Inc
Katherine A. Raber
CRD 7200403 · Named on Form ADV at one SEC-registered adviser
At a glance
Aldebaran Financial Inc, an SEC-registered wealth manager based in Kingsport, TN with $223 million in regulatory assets, lists Katherine A. Raber on its Form ADV as Secretary; Director, a control person.
Firms and roles
- Aldebaran Financial IncSecretary; DirectorWealth manager · Kingsport, TN · $223M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Peter W. RaberPresident; Chief Executive Officer; Director; Treasurer; Chief Compliance Officer, Aldebaran Financial Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.