Adviser and broker representative · Robinhood Asset Management
Katherine McCarthy
CRD 7288340 · Menlo Park, CA
At a glance
Katherine McCarthy is an investment adviser representative with Robinhood Asset Management in Menlo Park, CA, according to the SEC’s Investment Adviser Public Disclosure records. Katherine is also registered as a broker representative.
Current advisory firm
- Robinhood Asset ManagementSince November 2025Menlo Park, CA · $1.5B in regulatory assets
SEC adviser record
- Registered since
- 2025
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Katherine’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.