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Shareholder · Diversified Portfolios, Inc.

Katharine P. Wagner

CRD 6120242 · Named on Form ADV at one SEC-registered adviser

At a glance

Diversified Portfolios, Inc., an SEC-registered wealth manager based in Bloomfield Hills, MI with $1.9 billion in regulatory assets, lists Katharine P. Wagner on its Form ADV as Shareholder.

Firms and roles

AtlasMembers

Katharine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2013 (13 years)
Designations
Certified Financial Planner
Exams
Series 65
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Katharine’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
1 firmLocked
Employment history
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States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katharine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.