Chief Compliance Officer · Relation Wealth Management, Inc.
Kate Rager
CRD 7870629 · Named on Form ADV at one SEC-registered adviser
At a glance
Relation Wealth Management, Inc., an SEC-registered asset manager based in Tulsa, OK with $541 million in regulatory assets, lists Kate Rager on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Relation Wealth Management, Inc.Chief Compliance OfficerAsset manager · Tulsa, OK · $541M in regulatory assets
AtlasMembers
Kate’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Timothy J. HallChief Executive Officer, Relation Wealth Management, Inc.
- Charissa L. HartmannChief Financial Officer, Relation Wealth Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kate’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.