Adviser and broker representative · Commonwealth Financial Network
Karol K. McAllister
CRD 1388872 · Bristol, CT
At a glance
Karol K. McAllister is an investment adviser representative with Commonwealth Financial Network in Bristol, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Karol’s SEC record dates to 2008, about 18 years ago. Karol is also registered as a broker representative.
Current advisory firm
- Commonwealth Financial NetworkSince March 2008Bristol, CT · $213B in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Karol’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.