CFO · Smith Affiliated Capital Corp.
Karlin S. VanMoorleghem
CRD 8246320 · Named on Form ADV at one SEC-registered adviser
At a glance
Smith Affiliated Capital Corp., an SEC-registered asset manager based in New York, NY with $1.7 billion in regulatory assets, lists Karlin S. VanMoorleghem on its Form ADV as CFO.
Firms and roles
- Smith Affiliated Capital Corp.CFOAsset manager · New York, NY · $1.7B in regulatory assets
AtlasMembers
Karlin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (7)
- Robert G SmithChairman Emeritus\ Chief Economist, Smith Affiliated Capital Corp.
- Matthew J. SmithCo-President \ Shareholder, Smith Affiliated Capital Corp.
- Erwin D. TonogbanuaVice President \ Portfolio Manager, Smith Affiliated Capital Corp.
- Paul MatusVice President - Portfolio Manager, Smith Affiliated Capital Corp.
- Jiang PengCo-President \ Chief Investment Officer \ Shareholder, Smith Affiliated Capital Corp.
2 more people named with Karlin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karlin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.