Chief Compliance Officer · American Financial Advisors Inc
Karen S Torres
CRD 5156024 · Named on Form ADV at one SEC-registered adviser
At a glance
American Financial Advisors Inc, an SEC-registered wealth manager based in Winter Park, FL with $1.3 billion in regulatory assets, lists Karen S Torres on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- American Financial Advisors IncChief Compliance OfficerWealth manager · Winter Park, FL · $1.3B in regulatory assets
AtlasMembers
Karen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Matthew J. BoycePresident, CFO, American Financial Advisors Inc
- William A. MertesCIO, American Financial Advisors Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.