Adviser and broker representative · Osaic Wealth, Inc.
Kam W. Ho
CRD 5029567 · Anaheim Hills, CA
At a glance
Kam W. Ho is an investment adviser representative with Osaic Wealth, Inc. in Anaheim Hills, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kam’s SEC record dates to 2006, about 20 years ago. Kam is also registered as a broker representative.
Current advisory firms
- Osaic Wealth, Inc.Since August 2008Anaheim Hills, CA · $235B in regulatory assets
- Nwf Advisory Services Inc.Since September 2024Anaheim, CA · $6.4B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kam’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.