Trustee · Emxetf
Judy Carter
CRD 8302113 · Named on Form ADV at one SEC-registered adviser
At a glance
Emxetf, an SEC-registered asset manager with $0 in regulatory assets, lists Judy Carter on its Form ADV as Trustee, a control person.
Firms and roles
- EmxetfTrusteeAsset manager · United States · $0M in regulatory assets
AtlasMembers
Judy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Kevin T. CarterManaging Member, Chief Investment Officer, Emxetf
- John T. McDevittChief Compliance Officer, Emxetf
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Judy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.