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Managing Member/chief Compliance Officer · Dark Horse Wealth LLC

Judson W. Ames

CRD 5953260 · Named on Form ADV at one SEC-registered adviser

At a glance

Dark Horse Wealth LLC, an SEC-registered wealth manager based in Cazenovia, NY with $37 million in regulatory assets, lists Judson W. Ames on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Dark Horse Wealth LLCManaging Member/chief Compliance OfficerWealth manager · Cazenovia, NY · $37M in regulatory assets

AtlasMembers

Judson’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Judson’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.