Investment adviser representative · Five Peaks Financial Consulting, Inc.
Joyce A. Rolfes
CRD 2477586 · Phoenix, AZ
At a glance
Joyce A. Rolfes is an investment adviser representative with Five Peaks Financial Consulting, Inc. in Phoenix, AZ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joyce’s SEC record dates to 1999, about 27 years ago.
Current advisory firm
- Five Peaks Financial Consulting, Inc.Since March 1999Phoenix, AZ · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Joyce’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.