Adviser and broker representative · LPL Financial LLC
Joshua G. Rothbard
CRD 4147286 · Horsham, PA
At a glance
Joshua G. Rothbard is an investment adviser representative with LPL Financial LLC in Horsham, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joshua’s SEC record dates to 2011, about 15 years ago. Joshua is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince January 2019Horsham, PA · $819B in regulatory assets
- Wealthcare Advisory Partners LLCSince February 2018West Chester, PA · $8.3B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Joshua’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.