Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Joseph A. Staples
CRD 6783737 · North Wales, PA
At a glance
Joseph A. Staples is an investment adviser representative with Northwestern Mutual Investment Services, LLC in North Wales, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joseph’s SEC record dates to 2017, about 9 years ago. Joseph is also registered as a broker representative.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince February 2024North Wales, PA · $0M in regulatory assets
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Joseph’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.