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Managing Member & Chief Compliance Officer · Breachway Investments, LLC

Joseph P Curran

CRD 3024167 · Named on Form ADV at one SEC-registered adviser

At a glance

Breachway Investments, LLC, an SEC-registered wealth manager based in Charlestown, RI with $165 million in regulatory assets, lists Joseph P Curran on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Breachway Investments, LLCManaging Member & Chief Compliance OfficerWealth manager · Charlestown, RI · $165M in regulatory assets

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.