President/chief Compliance Officer · J. Mark Nickell & Co.
Joseph M. Nickell
CRD 4479162 · Named on Form ADV at one SEC-registered adviser
At a glance
J. Mark Nickell & Co., an SEC-registered wealth manager based in Brentwood, TN with $146 million in regulatory assets, lists Joseph M. Nickell on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- J. Mark Nickell & Co.President/chief Compliance OfficerWealth manager · Brentwood, TN · $146M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Margaret R. DoverSenior Client Advisor, J. Mark Nickell & Co.
- Thomas W NickellOperations Director, J. Mark Nickell & Co.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.