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Member · HFR Asset Management, L.l.c

Joseph G. Nicholas

CRD 2141044 · Named on Form ADV at 2 SEC-registered advisers

At a glance

HFR Asset Management, L.l.c, an SEC-registered private fund adviser based in Chicago, IL with $326 million in regulatory assets, lists Joseph G. Nicholas on its Form ADV as Member, a control person. The SEC filings also name Joseph at 1 other registered adviser.

Firms and roles

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael ArenibarPresident and Chief Compliance Officer, HFR Asset Management, L.l.c

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.