Chief Compliance Officer · Fortitude Financial LLC
Joni L Gall
CRD 7113934 · Named on Form ADV at one SEC-registered adviser
At a glance
Fortitude Financial LLC, an SEC-registered wealth manager based in Spokane, WA with $282 million in regulatory assets, lists Joni L Gall on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Fortitude Financial LLCChief Compliance OfficerWealth manager · Spokane, WA · $282M in regulatory assets
AtlasMembers
Joni’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeremy F. LewisPrincipal, Fortitude Financial LLC
- Benjamin K. ChasePartner, Fortitude Financial LLC
- Noelle Y. SeippChief Operations Officer, Fortitude Financial LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joni’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.