Director · John G. Ullman & Associates, Inc
John G. Ullman
CRD 3267412 · Named on Form ADV at one SEC-registered adviser
At a glance
John G. Ullman & Associates, Inc, an SEC-registered wealth manager based in Horseheads, NY with $1.5 billion in regulatory assets, lists John G. Ullman on its Form ADV as Director.
Firms and roles
- John G. Ullman & Associates, IncDirectorWealth manager · Horseheads, NY · $1.5B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (18)
- John G. UllmanChairman of the Board, CEO, Treasurer, Director, John G. Ullman & Associates, Inc
- Barbara L. UllmanFirst Vice President, Director, John G. Ullman & Associates, Inc
- Thomas G. SnowSenior Vice President, John G. Ullman & Associates, Inc
- Robert E. ColeDirector, John G. Ullman & Associates, Inc
- Karen B. MeriwetherSenior Vice President, John G. Ullman & Associates, Inc
13 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.