Chief Compliance Officer · SAN Blas Advisory, Inc.
John Rowoldt
CRD 2616896 · Named on Form ADV at one SEC-registered adviser
At a glance
SAN Blas Advisory, Inc., an SEC-registered wealth manager based in Atlanta, GA with $219 million in regulatory assets, lists John Rowoldt on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- SAN Blas Advisory, Inc.Chief Compliance OfficerWealth manager · Atlanta, GA · $219M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Alexys U. McKenzieCEO, SAN Blas Advisory, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.