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Chief Financial Officer and Chief Compliance Officer · Red Seven

John E. Richardson

CRD 4372570 · Named on Form ADV at one SEC-registered adviser

At a glance

Red Seven, an SEC-registered wealth manager based in Escondido, CA with $104 million in regulatory assets, lists John E. Richardson on its Form ADV as Chief Financial Officer and Chief Compliance Officer, a control person.

Firms and roles

  • Red SevenChief Financial Officer and Chief Compliance OfficerWealth manager · Escondido, CA · $104M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.