Ceo/ Chief Compliance Officer · Financial Legacy Management, NC.
John W. Kelley
CRD 4512470 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Legacy Management, NC., an SEC-registered wealth manager based in Little Rock, AR with $153 million in regulatory assets, lists John W. Kelley on its Form ADV as Ceo/ Chief Compliance Officer, a control person.
Firms and roles
- Financial Legacy Management, NC.Ceo/ Chief Compliance OfficerWealth manager · Little Rock, AR · $153M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Alvin RogersCFO, Financial Legacy Management, NC.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.