Manager · Wealthion
John C. Hathaway
CRD 239704 · Named on Form ADV at one SEC-registered adviser
At a glance
Wealthion, an SEC-registered asset manager based in New York, NY with $0 in regulatory assets, lists John C. Hathaway on its Form ADV as Manager, a control person.
Firms and roles
- WealthionManagerAsset manager · New York, NY · $0M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael LoewChief Compliance Officer, Wealthion
- Marc ScherPresident, Wealthion
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.