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Chief Compliance Officer · Mercator Investment Management

John H Twomey

CRD 4350160 · Named on Form ADV at one SEC-registered adviser

At a glance

Mercator Investment Management, an SEC-registered asset manager with $0 in regulatory assets, lists John H Twomey on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.