Director · Regions Investment Management, Inc.
John D. Ferrell
CRD 6930591 · Named on Form ADV at one SEC-registered adviser
At a glance
Regions Investment Management, Inc., an SEC-registered asset manager based in Birmingham, AL with $20.1 billion in regulatory assets, lists John D. Ferrell on its Form ADV as Director, a control person.
Firms and roles
- Regions Investment Management, Inc.DirectorAsset manager · Birmingham, AL · $20B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Francesca A. SmithermanSenior Vice President, Regions Investment Management, Inc.
- Samuel A. McKnightPresident & Chairman, Board of Directors, Regions Investment Management, Inc.
- Gregory T. FirekDirector, Regions Investment Management, Inc.
- David B. WrightDirector, Regions Investment Management, Inc.
- Tammy R. RodenChief Compliance Officer, Regions Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.