Adviser and broker representative · Commonwealth Financial Network
John C. Farris Sr.
CRD 4143898 · Dallas, TX
At a glance
John C. Farris Sr. is an investment adviser representative with Commonwealth Financial Network in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on John’s SEC record dates to 2001, about 25 years ago. John is also registered as a broker representative.
Current advisory firm
- Commonwealth Financial NetworkSince November 2016Dallas, TX · $213B in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.