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Chief Compliance Officer, Managing Member, President, Personal Financial Advisor · Cooke Wealth Management, LLC

John T. Cooke

CRD 1454292 · Named on Form ADV at one SEC-registered adviser

At a glance

Cooke Wealth Management, LLC, an SEC-registered wealth manager based in Irvine, CA with $137 million in regulatory assets, lists John T. Cooke on its Form ADV as Chief Compliance Officer, Managing Member, President, Personal Financial Advisor, a control person.

Firms and roles

  • Cooke Wealth Management, LLCChief Compliance Officer, Managing Member, President, Personal Financial AdvisorWealth manager · Irvine, CA · $137M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Juliette A. CookePersonal Financial Advisor, Vice President & Managing Member (since 03/2019), Cooke Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.