Investment adviser representative · Fisher Investments
Johannes B. Karaffa
CRD 6985772 · Plano, TX
At a glance
Johannes B. Karaffa is an investment adviser representative with Fisher Investments in Plano, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Johannes’s SEC record dates to 2018, about 8 years ago.
Current advisory firm
- Fisher InvestmentsSince March 2021Plano, TX · $387B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Johannes’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.