Investment adviser representative · The Kocen Financial Group, Inc.
Joel E. Kocen
CRD 1306954 · Rancho Mirage, CA
At a glance
Joel E. Kocen is an investment adviser representative with The Kocen Financial Group, Inc. in Rancho Mirage, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joel’s SEC record dates to 2003, about 22 years ago.
Current advisory firm
- The Kocen Financial Group, Inc.Since November 2003Rancho Mirage, CA · $186M in regulatory assets
SEC adviser record
- Registered since
- 2003 (22 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Joel’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.