Adviser and broker representative · J.p. Morgan Securities LLC
Jie Liu
CRD 6431554 · Irvine, CA
At a glance
Jie Liu is an investment adviser representative with J.p. Morgan Securities LLC in Irvine, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Jie’s SEC record dates to 2022, about 4 years ago. Jie is also registered as a broker representative.
Current advisory firm
- J.p. Morgan Securities LLCSince March 2022Irvine, CA · $430B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Jie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.